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    Head of Distribution Compliance

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      Head of Distribution Compliance

      Artemis sought to bolster their compliance leadership team through hiring a specialist in Distribution & Financial Promotions who could lead that function in Europe.

      The Challenge

      Artemis is a UK based Investment Management firm with offices in the West End of London and Scotland. The requirements of their Compliance group have grown exponentially as the burden of regulation has increased year-on-year within the funds world. Artemis required a Head of Distribution Compliance who could lead a function responsible for ensuring adherence to strict regulations that now govern the way Investment Management firms can market/sell their services.

      The Solution

      Lawson Chase was appointed by the Head of Compliance to lead a search for an Asset Management leader who had managed Distribution Compliance within a competitor firm. Our preferred candidate had previously been Head of Distribution Compliance at two reputable fund managers: Schroders and Man Group. The preferred candidate sought a part-time opportunity and Lawson Chase worked with Artemis to devise a job share solution that facilitated the appointment working.

      Candidate placed: Phil Wallace

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