Overview
The firm is a global alternative investment fund manager combining relative value and directional trading across global multi asset classes to generate uncorrelated returns. The core portfolio structure of intersecting product verticals is designed to deliver for investors in all market conditions.
The Legal and Compliance team is fundamental to every aspect. Working closely with wider businesses, the team aims to manage legal and compliance risks proactively, whilst anticipating legal and regulatory change. The team also works closely with all areas of the business including the investment teams, operations/middle office, risk management, finance, fund accounting, investor relations and research.
You will be part of the growing New York office, which will serve as the sole legal resource in the US. This resource will work closely with senior Investment Officers from across the New York portfolio, as well as with the global Legal & Compliance team.
Key Responsibilities
- Provide legal advice and support to senior Investment Officers across various asset classes
- Serve as the expert for all local New York and US regulations, ensuring the organization’s compliance.
- Keep abreast of regulatory changes and advise the business on necessary adjustments to business practices.
- Leverage expertise in securities and/or derivatives to provide strategic legal guidance.
- Collaborate closely with the NY Chief Compliance Officer and the wider London-based Legal & Compliance team.
- Proactively identify legal risks and devise strategies to mitigate them.
- Draft, review, and negotiate a wide range of legal documents and contracts.
Skills, Experience & Knowledge
- Prior in-house experience is preferred. Experience in banking and asset management is desirable.
- Expertise in securities and/or derivatives is required, with willingness to learn how to support different asset classes.
- Ability to support, over time, a variety of NY-based asset classes, including Equities, Credit, and Mortgages.
- Excellent communication skills, with the ability to liaise effectively with all levels of the organization.
- Proven ability to work independently and proactively in a fast-paced environment.
- Juris Doctor (JD) degree from a top law school.
