Overview
A global investment and technology development firm is seeking a talented attorney to support the firm’s regulatory compliance efforts and to lead new technology projects. This role offers the opportunity to work on challenging and innovative projects within a collegial and collaborative environment that values rigorous analysis and creative problem solving.
Key Responsibilities
- Analyze a range of legal and regulatory compliance issues.
- Advise the firm’s investment professionals on securities laws and regulatory requirements in multiple jurisdictions.
- Partner with technologists to build new Legal & Compliance tools and applications (including Code of Ethics tools), ensuring solutions meet business and regulatory needs.
Skills, Knowledge & Experience
- Law degree and two to four years of post-law school experience at a law firm, asset management firm, investment bank, and/or other financial services firm is preferred.
- Demonstrated interest in technology and generative AI.
- Excellent project management skills.
- Well-developed written and verbal communication skills, and a keen eye for detail.
- Ability to identify and analyze regulatory and compliance issues in a fast-paced and rapidly changing business environment.
- Knowledge of the Investment Advisers Act of 1940 or other regulatory regimes is a plus.
Additional Information & Company Benefits
The expected annual base salary for this position is $200,000 to $250,000. The compensation and benefits package includes variable compensation in the form of a year-end bonus, guaranteed in the first year of hire, and benefits including medical and prescription drug coverage, 401(k) contribution matching, wellness reimbursement, family building benefits, and a charitable gift match program.
